Securities Attorney Laura Anthony hosts LawCast, The Securities Law Network. LawCast provides in-depth coverage of the most important news in the small-cap industry.

Securities Attorney Laura Anthony is the founding partner of Legal & Compliance, LLC, a full-service corporate, securities and business transaction law firm. She is also the author of SecuritiesLawBlog.com, another securities industry mainstay for news and information.

LawCast expounds on FINRA compliance, going public, direct public offerings, SEC reporting requirements, due diligence of public shells, S-1 registration statements, OTC listing requirements, DTC chills and virtually every other aspect of securities law.
  • West Palm Beach, FL
  • JoinedNovember 5, 2015



Stories by Securities Attorney Laura Anthony
OTC Markets Listing Requirements by LAnthonyESQ
OTC Markets Listing Requirements
OTC Market Attorney Laura Anthony- OTC Markets divide issuers into three (3) levels of quotation marketplaces...
ranking #59 in listing See all rankings
Finders- The Facts Related to Broker-Dealer Registration Requirements by LAnthonyESQ
Finders- The Facts Related to Brok...
Securities Attorney Laura Anthony- The Securities and Exchange Commission (SEC) generally prohibits the payme...
ranking #15 in securities See all rankings